NFA

Live / Registered — Registered — Sections 8 & 15 accepted and acknowledged (as of 18 Aug 2023)

What this means for you

Registered since 13 Feb 2018. The owner can stop confusingly similar uses in the classes it covers; it stays on the register as long as the owner keeps up the maintenance filings (next due by 13 Feb 2028: the §8 & §9 renewal).

Record

Serial number
87336609
Registration number
5403160
Mark type
Design + words
Filed
15 Feb 2017
Published for opposition
10 Oct 2017
Registered
13 Feb 2018
Next maintenance filing
§8 & §9 renewal, due by 13 Feb 2028 (grace period to 13 Aug 2028)
Attorney of record
Thomas M. Williams

Goods and services

  • Class 045 — Legal and security services: Tracking and monitoring regulatory requirements for the derivative industry and its customers in the field of financial derivative instruments for regulatory compliance purposes and alternative dispute resolutions services for the derivative industry and its customers

Owner

Prior registrations

Board proceedings on this mark

The owner also pleads this mark in 1 other Board proceeding.

Prosecution history

  • 13 Jul 2026 — TEAS CHANGE OF CORRESPONDENCE RECEIVED
  • 13 Jul 2026 — ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
  • 13 Jul 2026 — TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
  • 13 Jul 2026 — APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
  • 13 Jul 2026 — TEAS CHANGE OF OWNER ADDRESS RECEIVED
  • 18 Aug 2023 — NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
  • 18 Aug 2023 — REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
  • 14 Aug 2023 — CASE ASSIGNED TO POST REGISTRATION PARALEGAL
  • 14 Feb 2023 — TEAS SECTION 8 & 15 RECEIVED
  • 13 Feb 2023 — COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
  • 11 Jan 2021 — APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
  • 11 Jan 2021 — TEAS CHANGE OF CORRESPONDENCE RECEIVED
  • 11 Jan 2021 — ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
  • 11 Jan 2021 — TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
  • 11 Jan 2021 — TEAS CHANGE OF OWNER ADDRESS RECEIVED

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