ADVANCED REGULATORY COMPLIANCE LLC
Live / Registered — Registered — Sections 8 & 15 accepted and acknowledged (as of 14 Jan 2022)
What this means for you
Registered since 28 Jun 2016. The owner can stop confusingly similar uses in the classes it covers; it stays on the register as long as the owner keeps up the maintenance filings (the §8 & §9 renewal was due 28 Jun 2026; it can still be filed, with a surcharge, until 28 Dec 2026).
Record
- Serial number
- 86784752
- Registration number
- 4987449
- Mark type
- Slogan / phrase
- Filed
- 12 Oct 2015
- Published for opposition
- 12 Apr 2016
- Registered
- 28 Jun 2016
- Next maintenance filing
- §8 & §9 renewal, due by 28 Jun 2026 (grace period to 28 Dec 2026)
- Attorney of record
- Erik M. Pelton
Goods and services
- Class 045 — Legal and security services: providing regulatory, compliance and legal consulting to investment advisers; regulatory compliance consulting and reviewing standards and practices to assure compliance with financial laws and regulations for financial services firms and their representatives
Owner
- ADVANCED REGULATORY COMPLIANCE, LLC, BEVERLY HILLS, CA, US
- ADVANCED REGULATORY COMPLIANCE, INC., Beverly Hills, CA, US
- ADVANCED REGULATORY COMPLIANCE, INC., Beverly Hills, CA, US
- ADVANCED REGULATORY COMPLIANCE, INC., Beverly Hills, CA, US
Prosecution history
- 28 Jun 2025 — COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
- 14 Jan 2022 — NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
- 14 Jan 2022 — REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
- 14 Jan 2022 — CASE ASSIGNED TO POST REGISTRATION PARALEGAL
- 06 Oct 2021 — TEAS SECTION 8 & 15 RECEIVED
- 28 Jun 2021 — COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
- 12 Mar 2021 — AMENDMENT UNDER SECTION 7 - PROCESSED
- 11 Mar 2021 — TEAS RESPONSE TO OFFICE ACTION-POST REG RECEIVED
- 09 Mar 2021 — POST REGISTRATION ACTION MAILED - SEC. 7
- 09 Mar 2021 — CASE ASSIGNED TO POST REGISTRATION PARALEGAL
- 17 Apr 2020 — OTQR WITHDRAWAL FROM PUBLICATION
- 14 Mar 2020 — AMENDMENT UNDER SECTION 7 - PROCESSED
- 12 Mar 2020 — CASE ASSIGNED TO POST REGISTRATION PARALEGAL
- 03 Feb 2020 — TEAS SECTION 7 REQUEST RECEIVED
- 26 Jun 2019 — AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP