CAPITAL MARKETS COMPLIANCE

Live / Registered — Registered and renewed (as of 04 Mar 2021)

What this means for you

Registered since 18 Sept 2001. The owner can stop confusingly similar uses in the classes it covers; it stays on the register as long as the owner keeps up the maintenance filings (next due by 18 Sept 2031: the §8 & §9 renewal).

Record

Serial number
78004262
Registration number
2491638
Mark type
Word mark
Filed
14 Apr 2000
Registered
18 Sept 2001
Current term from
18 Sept 2021
Next maintenance filing
§8 & §9 renewal, due by 18 Sept 2031 (grace period to 18 Mar 2032)

Goods and services

  • Class 036 — Insurance and financial services: Securities compliance consulting, namely providing consulting services with respect to regulatory requirements in the field of securities market regulation

Owner

Prosecution history

  • 04 Mar 2021 — NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
  • 04 Mar 2021 — REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS)
  • 04 Mar 2021 — REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
  • 02 Mar 2021 — CASE ASSIGNED TO POST REGISTRATION PARALEGAL
  • 23 Nov 2020 — TEAS SECTION 8 & 9 RECEIVED
  • 18 Sept 2020 — COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
  • 08 Aug 2018 — TEAS CHANGE OF CORRESPONDENCE RECEIVED
  • 07 Sept 2011 — REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
  • 07 Sept 2011 — REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
  • 23 Aug 2011 — TEAS SECTION 8 & 9 RECEIVED
  • 16 Feb 2007 — REGISTERED - SEC. 8 (6-YR) ACCEPTED
  • 09 Feb 2007 — ASSIGNED TO PARALEGAL
  • 06 Feb 2007 — CASE FILE IN TICRS
  • 10 Nov 2006 — REGISTERED - SEC. 8 (6-YR) FILED
  • 10 Nov 2006 — TEAS SECTION 8 RECEIVED

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